Advisory Consulting Services | Wolters Kluwer Financial Services
    • 2016_Astory_BusinessTeamattheOffice
      Cultivating Soft Skills: Your Compliance Program’s Cherry Topping
    • HMDA New Rules
      What’s Next for Your HMDA Implementation Plan?
    • MoreHMDAOfficeMeeting_Branded
      Getting Ready for More HMDA
    • PeopleMeetingInConferenceRoom
      Facing a CFPB Exam?
    • ProfessionalsAtWorkDesks
      Manage operational compliance to reduce operational risk

What we offer

  • Wolters Kluwer advisory consulting services offer access to the expertise necessary to compete and thrive in today's challenging environment. Our consultants combine innovative thinking with our unrivaled first-hand industry knowledge to offer our clients a wide array of consulting services in the financial services industry.

    Today’s world of risk and compliance is characterized by increased volume and complexity of legal requirements at the local, regional and global level. Heightened expectations by regulators for controlling risk and ensuring compliance lead to higher visibility and greater scrutiny of the compliance and risk management functions for financial services organizations.

Explore Insights

IRAs, HSAs, and CESAs: Year-End Reporting 2018

(Published December 17, 2018) Tax reporting is one of the primary responsibilities of an IRA, HSA, CESA custodian or trustee. This article will focus primarily on year-end distribution reporting for these types of tax advantaged accounts.

Health Savings Accounts: How Medicare Coverage Affects Regular Contribution Eligibility

(Published December 17, 2018) The purpose of an HSA is to pay for qualified medical expenses of the account owner, his/her spouse, and his/her tax dependents. This article will review how enrollment in Medicare may affect an individual’s ability to make HSA regular contributions.

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  • Latest-Insights-from-Internal-Audit-Industry-Leaders
     

    “As the focus of regulatory scrutiny becomes increasingly consumer-centric, our clients ask us to look at their banking practices, not only for compliance afforded to consumers under the law, but also against the standards of unfair, deceptive or abusive acts or practices.” Timothy Burniston, executive vice president, U.S. Advisory Services and Regulatory Relations

     
     
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    Prepare Now for HMDA Expansion with our HMDA Readiness Worksheet – examine the impact of the expanded regulation on your business, identify gaps and make enhancements to your compliance program.

     
     
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    CRA-plan
     

    Stephen Cross, Senior Director with Wolters Kluwer identifies a trend where federal banking regulators are increasingly requiring banks to prepare a CRA Plan as a condition of an approval. Know the End Game: Create A Forward-Looking CRA Plan

     
     
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