Wolters Kluwer Financial Services – Compliance and Risk Management Solutions and Services
  • FRTB: Viewing Market Risk in a New Light
    FRTB: Viewing Market Risk in a New Light
  • Integrating finance, risk and regulatory reporting
    Integrating finance risk and regulatory reporting through comprehensive data management
  • operation Hope
    Recognized by Operation HOPE for Long Standing Partnership on Financial Literacy

What we offer

Risk Solutions

Our risk management solutions were created solely for financial services and deliver the processes, best practices, regulatory intelligence, and analytics required by this highly regulated industry.

Compliance Solutions

Our compliance management solutions enable organizations to balance the mounting regulatory and risk management obligations with improving business performance.

Finance Solutions

Our finance solutions deliver the processes, best practices, regulatory intelligence, and analytics required by this highly regulated industry.

Audit Solutions

Our audit solutions empower audit departments of all sizes to more efficiently manage the audit process, spending less time documenting and reviewing and more time providing value-added services.

Explore Insights

IRAs and Trusts: Ownership vs. Beneficiary Designation

(Published January 18, 2019) This article addresses a couple of questions relating to the relationship between individual retirement accounts (IRAs) and trusts. It is not uncommon for an individual to name a trust as the beneficiary of his/her IRA, however can a trust own an IRA?

IRA Required Minimum Distribution Not Satisfied: Penalty and Penalty Waiver Request

(Published January 17, 2019) An individual that does not take an IRA required minimum distribution (RMD) timely is subject to an “excess accumulation” penalty tax. The IRS has the ability to waive this penalty tax if the deadline to satisfy an RMD is missed due to a reasonable cause. This article will take a look at the options available to an individual who failed to timely satisfy his/her RMD.

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FATF evaluation underlines AML and CTF urgency for Chinese banks
 

FATF evaluation underlines AML / CTF urgency for Chinese banks

 
 
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IFRS 16 Leases: A fresh challenge with a familiar solution
 

Reframing a fresh challenge with a familiar solution – IFRS 16

 
 
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Regulators to the rescue? MAS and the drive to ease the data reporting burden
 

Regulators to the rescue? MAS and the drive to ease the data reporting burden

 
 
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