ComplianceOne® | Manage Loan and Account Transactions | Wolters Kluwer Financial Services
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  • ComplianceOne® is an origination and workflow solution that makes managing compliance with loan transactions faster and more efficient, and connects the major areas of your business to your core processor through one, easy-to-manage user interface. The system is built on trusted Bankers Systems compliance knowledge and experience, and is now even better with the newly introduced ComplianceOne® manager functionality.

    ComplianceOne® Features and Benefits

    ComplianceOne is a highly configurable solution that provides a financial organization with access to a wide range of lending and deposit-related features that you can choose and activate when you need them.

    • ComplianceOne’s mortgage functionality is ready to keep you in compliance with SaaS delivered mortgage content. Use this content with your existing ComplianceOne or ARTA Lending sytems, or as a stand-alone system.
    • ComplianceOne assumption lending - automates the assumption lending workflow, allowing users to originate, document, and service consumer single-family real estate property dwellings, first lien, and closed-end loans. And, because it’s a SaaS solution, users can sign on, initiate mortgage loan applications, manage workflow tasks, interface with core systems and business-to-business workflow service providers, and fulfill loan document packages anytime and anywhere.
    • ComplianceOne manager – manager is a SaaS business process management (BPM) tool. The manager functionality can allow you to increase operational efficiency by reducing redundancies in your workflow and establishing consistent processes from application to closing and beyond. Read more about ComplianceOne® manager.
    • Embedded with trusted Bankers System compliance content for all 51 jurisdictions and continuously updated by a staff of over 400 compliance experts.
    • Flexible configuration allows you to activate options to meet your current needs and modify options as your needs change.

    Options include:

    • ComplianceOne SDX which allows you to electronically and securely send confidential customer documents to a secure site where your end-user can download them, sign them and upload and send back to you in a matter minutes.
    • Flood determinations, credit bureau connections, HMDA, CRA, anti-predatory lending , USA PATRIOT Act, identity verification and authentication, PEP, FinCEN, and OFAC.

    All can be activated as you need them.

    Endorsements for ComplianceOne:

    • California Bankers Association (CBA)
    • Community Bankers of Illinois (CBAI)
    • Independent Community Bankers of America (ICBA)
    • National Association of Federal Credit Unions (NAFCU)
    • Texas Bankers Association (TBA)